AML & KYC Policy

1. Introduction

Auxion Markets is committed to the highest standards of Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance. This policy outlines the procedures and controls we implement to prevent the use of our services for money laundering or terrorist financing purposes.

2. Know Your Customer (KYC) Requirements

All clients are required to complete identity verification before accessing trading services. The following documentation is required:

2.1 Proof of Identity

• Government-issued passport (valid, unexpired)
• National identity card (front and back)
• Driver's license (where applicable)

2.2 Proof of Residence

• Recent utility bill (dated within the last 3 months)
• Bank statement (dated within the last 3 months)
• Government-issued correspondence

3. Customer Due Diligence (CDD)

We conduct standard due diligence on all clients during onboarding. Enhanced Due Diligence (EDD) is applied to high-risk clients, Politically Exposed Persons (PEPs), and clients from high-risk jurisdictions as identified by FATF.

4. Transaction Monitoring

All financial transactions are monitored in real-time using automated systems designed to detect unusual patterns, including but not limited to:

• Deposits significantly exceeding the client's stated financial profile
• Rapid deposit-withdrawal cycles with minimal trading activity
• Multiple accounts linked to the same identity or payment method
• Transactions involving sanctioned jurisdictions or individuals

5. Suspicious Activity Reporting

Where suspicious activity is identified, Auxion Markets will file a Suspicious Activity Report (SAR) or Suspicious Transaction Report (STR) with the relevant Financial Intelligence Unit (FIU) in accordance with applicable law. The client will not be informed of the filing.